Consent Form: Stock Review

Step 1 Step 2 Step 3
1 Personal Details (Step 1 of 3)
First Name is required.
Last Name is required.
Enter a valid 10-digit mobile number.
Valid Email is required.
Enter a valid PAN (e.g., ABCDE1234F).
Date is required.
Please upload a file.
2 Regulatory Details (Step 2 of 3)

Please select your country of birth.

Please select your tax residency.

Please select an option.
I/We certify that the information provided on this form is accurate and complete to the best of my/our knowledge, including the taxpayer identification number of the applicant.

I/We authorize “RA VIKASH KUMAR GUPTA: INH000020378” to collect, store, communicate, and process any changes in the FATCA status reported by an applicant to the relevant authority as required by law.

I/We will inform and update “RA VIKASH KUMAR GUPTA: INH000020378” of any changes in FATCA status within 30 days of such changes.

I/We agree to indemnify “RA VIKASH KUMAR GUPTA: INH000020378” against any loss that may arise from providing incorrect or incomplete information.
You must accept the Terms and Conditions.

Signature is required.

Kindly provide your signature to confirm your acceptance of the KYC and FATCA terms and conditions. If you do not accept these terms, we will be unable to offer you the Research Services in accordance with SEBI regulations.


Please select your client type.
This file is required.
Please select a research plan.
3 Terms and Conditions (Step 3 of 3)
DEFINITIONS The parties referenced in these Terms of Service are defined as follows: a) Owner, Us, We: The Owner, serving as the Research Analyst, offers Research Services on securities to users. Terms such as VIKASH KUMAR GUPTA, Owner, Us, We, Our, Ours, and other first-person pronouns refer to the Owner and all employees and affiliates associated with the Owner. b) You, the User, the Client: As the user of the Research Services, you will be identified throughout these Terms of Service with second-person pronouns like You, Your, Yours, or as User or Client. In this context, “User” or “you” denotes any individual or legal entity accessing the Research Services. c) Parties: Collectively, the Owner and you will be referred to as Parties in these Terms of Service. ASSENT & ACCEPTANCE By utilizing the Research Services, you confirm that you have read and understood these Terms of Service and agree to adhere to them. If you do not accept these Terms of Service, please request a refund immediately (if applicable). The Owner will provide access to the Research Services only if you agree to these Terms. Additionally, depending on the Services obtained by a User, further terms and conditions may apply, which will be seen as an agreement between Users and the Owner. AVAILING THE RESEARCH SERVICES: By accepting the delivery of the research service, the client confirms their choice to subscribe to the research service of “VIKASH KUMAR GUPTA: INH000020378" at their discretion. The service “VIKASH KUMAR GUPTA: INH000020378" affirms that research services will be delivered in compliance with the relevant provisions of the RA Regulations. OBLIGATIONS ON RA: “VIKASH KUMAR GUPTA: INH000020378" and the client are required to comply with the SEBI Act and all applicable SEBI rules and regulations, including the RA Regulations and relevant government notifications, as they may be updated from time to time. CLIENT INFORMATION AND KYC: The client must provide all necessary details in full as required by “VIKASH KUMAR GUPTA: INH000020378" in its standard format, along with any supporting documentation mandated by RAASB/SEBI. “VIKASH KUMAR GUPTA: INH000020378" will collect, store, upload, and verify KYC records of clients with the KYC Registration Agency (KRA) as directed by SEBI periodically. STANDARD TERMS OF SERVICES: The client’s consent will be obtained based on the following understanding: “I / We have read and understood the terms and conditions applicable to a research analyst as defined under regulation 2(1)(u) of the SEBI (Research Analyst) Regulations, 2014, including the fee structure. I/We are subscribing to the research services for our own benefit and consumption; any reliance on the research report provided by the research analyst will be based on our own judgment and assessment of the conclusions within the report. I/We understand that – i. Investments based on recommendations in the research report are subject to market risk. ii. Holding positions without stop-loss or target may lead to significant losses in unfavourable market conditions or company events. iii. Market risks may result in partial or total loss of investments under certain conditions. iv. Registration by SEBI and certification from NISM do not guarantee the performance of the intermediary or assure returns to investors. v. Past performance is not indicative of future results. vi. Recommendations in the research report do not guarantee returns. vii. “There is no avenue for claiming losses incurred based on the recommendations in the research report.” DECLARATION FROM “VIKASH KUMAR GUPTA: INH000020378": i. “VIKASH KUMAR GUPTA: INH000020378" is registered with SEBI as a Research Analyst following the SEBI (Research Analysts) Regulations, 2014, with the following details: Registration Name: VIKASH KUMAR GUPTA Registration Number: INH000020378 Registration Date: May 08, 2025 - May 07, 2030 Trade Name for Research Services: VIKASH KUMAR GUPTA Website or Trademark: www.KushaagriAdvisors.com ii. “VIKASH KUMAR GUPTA: INH000020378" holds valid registration and qualifications necessary to provide the services outlined in the RA Regulations, which remain valid and active; iii. Services provided by “VIKASH KUMAR GUPTA: INH000020378" do not conflict with or violate any laws, rules, or regulations, contracts, or other agreements to which it is bound or to which its property is subject; iv. The maximum fee charged by “VIKASH KUMAR GUPTA: INH000020378" is ₹1.51 lakhs per annum per family of clients. v. Recommendations made by “VIKASH KUMAR GUPTA: INH000020378" do not guarantee returns. ADDITIONAL DECLARATION: i. If the RA is an individual, they declare: “VIKASH KUMAR GUPTA: INH000020378" is not engaged in any other professional or business activities that could interfere with or influence the independence of the research report and its recommendations. CONSIDERATION AND MODE OF PAYMENT: The client shall promptly pay RA the agreed fees for the services rendered, along with any applicable statutory charges. Such fees and charges will be payable through specified methods and mechanisms. “VIKASH KUMAR GUPTA: INH000020378" Services: i. Visit our website: www.KushaagriAdvisors.com for service details and its terms and conditions. ii. If the client terminates the contract and requests a refund, the refund will be processed as per SEBI norms on pro-rata basis. RISK FACTORS: (A statement covering standard risks associated with investment in securities will be included here by the VIKASH KUMAR GUPTA: INH000020378) Investing in securities carries several risks that could negatively impact your investments or portfolio: Market Risk: Fluctuations in market conditions can affect revenue and profitability. Financial Risk: Changes in currency and interest rates can impact financial results. Operational Risk: Natural disasters or disruptions can lead to production delays and losses. Regulatory Risk: Changes in regulations or legal actions can affect business operations. Competition Risk: Intense competition can result in pricing pressures and reduced market share. Technology Risk: Cybersecurity breaches or technology failures can compromise data security. Supply Chain Risk: Disruptions caused by supplier issues can affect production. Environmental and Sustainability Risk: Non-compliance with regulations can harm the business. Credit Risk: Economic downturns or borrower defaults can lead to loan losses for financial institutions. Litigation Risk: Ongoing legal proceedings can result in financial liabilities. MARKET RISKS WARNING: “Investments in the securities market are subject to market risks. Please read all related documents carefully before investing.” LOSS POSSIBILITY WARNING: “Market risks may lead to partial or total loss of investments under certain market conditions.” Risks in Open Futures and Options Trading are VERY HIGH. SEBI REGISTRATION: Registration granted by SEBI and certification from NISM do not guarantee performance by the intermediary or assure returns to investors. PAST PERFORMANCE WARNING: Past performance is not indicative of future results. NO WARRANTIES WARNING: The Research Analyst does not guarantee the accuracy or results of recommended securities. EXERCISE CAUTION WARNING: “VIKASH KUMAR GUPTA: INH000020378" provides research analysis and specific securities recommendations but does not offer portfolio management services, personal account handling, profit sharing, or risk-profiling-based investment advisory services. CONFLICT OF INTEREST: “VIKASH KUMAR GUPTA: INH000020378" complies with all applicable regulations, circulars, and directives from SEBI regarding the disclosure and mitigation of any actual or potential conflict of interest. TERMINATION OF SERVICE AND REFUND OF FEES: Disclosure that “VIKASH KUMAR GUPTA: INH000020378" may suspend or terminate research services to clients due to suspension or cancellation of the RA's registration by SEBI, and will refund any remaining amount to the client. If the certificate of registration of “VIKASH KUMAR GUPTA: INH000020378" is suspended for over 60 days or cancelled, the VIKASH KUMAR GUPTA: INH000020378 will refund the fees on a pro-rata basis for the duration from the effective date of cancellation/suspension to the end of the subscription period. If services are terminated prematurely as outlined, consideration, and mode of payment, the fees for research services are refundable but with conditions outlined above or read our website refund policy. GRIEVANCE REDRESSAL AND DISPUTE RESOLUTION: Any grievances regarding: (i) non-receipt of research reports, (ii) missing pages or inability to download the complete report, or (iii) Any deficiencies in the research services provided by “VIKASH KUMAR GUPTA: INH000020378" must be promptly escalated by the client to the designated person/employee of “VIKASH KUMAR GUPTA: INH000020378". (ii) Designated Person/Employee Name: VIKASH KUMAR GUPTA E-mail ID: support@KushaagriAdvisors.com Phone: +91 72729 34444 “VIKASH KUMAR GUPTA: INH000020378" will address grievances within 7 business working days or within timelines specified by SEBI under the RA Regulations. “VIKASH KUMAR GUPTA: INH000020378" will resolve client grievances in a timely and transparent manner. Any disputes between “VIKASH KUMAR GUPTA: INH000020378" and clients may be resolved through arbitration or any other methods specified by SEBI from time to time. SEBI SCORES Link: https://scores.sebi.gov.in/ SEBI ODR Link: https://smartodr.in/ SEBI Toll-Free Number: 1800 22 7575 or 1800 266 7575 Clients may also write to any SEBI Office – Addresses Link: https://www.sebi.gov.in/contact-us.html SCORES iOS App: https://apps.apple.com/us/app/sebiscores/id6478849917 SCORES Google Play Store App: https://play.google.com/store/apps/details?id=com.sebi ADDITIONAL CLAUSES: All additional voluntary clauses added by “VIKASH KUMAR GUPTA: INH000020378" must comply with SEBI’s rules, regulations, and circulars. Any changes to such voluntary clauses/documents will be preceded by a notice of 15 days. Some voluntary clauses for “VIKASH KUMAR GUPTA: INH000020378" include: a. Research service fees paid are refundable but with conditions. b. Any changes or updates to the terms and conditions will be updated on our website or app. MANDATORY NOTICE: Clients are encouraged to review the Do’s and Don’ts while dealing with “VIKASH KUMAR GUPTA: INH000020378" as specified in SEBI master circular no. SEBI/HO/MIRSD-POD-1/P/CIR/2024/49 dated May 21, 2024, or as may be specified by SEBI subsequently. Do’s and Don’ts website link for “VIKASH KUMAR GUPTA: INH000020378": www.KushaagriAdvisors.com MOST IMPORTANT TERMS AND CONDITIONS (MITC): “VIKASH KUMAR GUPTA: INH000020378” MITC to their clients include: i. “The terms and conditions and the consent therein pertain to the research services provided by “VIKASH KUMAR GUPTA: INH000020378”, and “VIKASH KUMAR GUPTA: INH000020378” cannot execute or conduct any trades (purchase/sell transactions) on the client's behalf. Therefore, it is advised that you do not allow “VIKASH KUMAR GUPTA: INH000020378” to execute any trades on your behalf.” a. "VIKASH KUMAR GUPTA: INH000020378" is not authorized to request profit-sharing from your trades. Hence, it is recommended that you do not provide any profit-sharing to "VIKASH KUMAR GUPTA: INH000020378." b. "VIKASH KUMAR GUPTA: INH000020378" cannot solicit you to engage in PMS services without holding a SEBI PMS registration. Therefore, do not provide any funds for PMS services to "VIKASH KUMAR GUPTA: INH000020378" without a valid SEBI PMS registration certificate. If you observe any activities that appear to exceed the scope of SEBI RA regulations, 2014, please bring this matter to the attention of "VIKASH KUMAR GUPTA: INH000020378" compliance team. If the issue remains unresolved for seven days, you may also consider notifying SEBI regarding these concerns. OPTIONAL CENTRALISED FEE COLLECTION MECHANISM: Centralized Fee Collection Mechanism (CeFCoM): This initiative by SEBI aims to ensure that investor payments are securely directed to legitimate SEBI-registered advisors rather than elsewhere. a. It enables investors to track all payments made to SEBI-registered advisors. Investors can request a link for the Centralized Fee Collection Mechanism (CeFCoM) from registered Research Analysts and can make payments using various methods. The Use of AI Tools in Research and Advisory Services involves several key points: Our Recommendations are based on technical and fundamental analysis. Our Responsibility for client data security, confidentiality, and compliance is upheld on the use of AI. AI trading risks include system vulnerabilities that can amplify errors. Handling sensitive data poses privacy and security risks, including potential breaches. Concerns include biased outputs, privacy violations, lack of transparency, data quality issues, and misleading results from poor data. Severe data glitches may result in significant losses related to your security or portfolio. Client-level segregation of Research and distribution activities: The "VIKASH KUMAR GUPTA: INH000020378" mandates client-level segregation of research and distribution activities per Regulation 26C(5) of RA Regulations. Existing clients cannot access both services within the same group/family of the RA. New clients can choose either research or distribution services at on-boarding, but not both. MODEL PORTFOLIO BY RESEARCH ANALYST: “VIKASH KUMAR GUPTA: INH000020378” will adhere to the Research Analysts' Guidelines for recommending a 'model portfolio' whenever necessary. JURISDICTION, VENUE & GOVERNING LAW: Through Your use of the Website: www.KushaagriAdvisors.com or Services, you agree that the laws of SEBI shall govern any matter or dispute relating to Service, as well as any dispute of any kind that may arise between You and the Owner. In case any litigation specifically permitted under these Service is initiated, the Parties agree to submit to the exclusive jurisdiction of the courts at KATNI, MADHYA PRADESH, India. The Parties agree that this choice of law, venue, and jurisdiction provision is not permissive, but rather mandatory in nature. AMENDMENTS: We may modify or update these T&C in accordance with SEBI regulations. Notice of material changes will be posted on Our website/app or emailed to You. Continued use of the Services indicates Your acceptance of updated T&C. INDEMNIFICATION: You agree to indemnify and hold harmless the RA, its officers, employees, and affiliates from any and all claims, damages, losses, or liabilities arising out of: i. Your breach of these T&C or violation of law. ii. Unauthorized or improper use of your account. iii. Third-party claims related to your actions or inactions. SUSPENSION & TERMINATION: Suspension: i. We reserve the right to suspend Your account or access to Services with or without notice if You breach these T&C or if required by SEBI/regulators. ii. Termination: We may terminate this Agreement immediately upon: iii. Violation of T&C by You. iv. Directions from SEBI or any competent regulatory authority. v. Non-payment of fees (beyond the grace period, if any). vi. Refunds (if any)
You must accept the terms.

Signature is required.

Without acceptance, we cannot offer Research Services per SEBI regulations. Ensure you read all terms before signing, as it serves as initial proof for any disputes with your RA: VIKASH KUMAR GUPTA -INH000020378.

Please indicate your consent.

Please select "YES." If there are any modifications to your FATCA, KYC, or client consent, and a regulatory authority in India requests your information, we are required to provide it in compliance with SEBI and Indian regulations.

Note: We welcome your feedback and any concerns regarding our services. While it's not mandatory, sharing your thoughts will assist us in improving our support and services.